Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 22-03-2019 JPY 0.9079
Alternative Investment Strategies Fund JPY Hedged Class B Units 22-03-2019 JPY 0.8773
Alternative Investment Strategies Fund JPY Non-hedged Class A units 22-03-2019 JPY 0.9081
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 22-03-2019 JPY 0.8767

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 22-03-2019 JPY 0.3482
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 22-03-2019 JPY 0.9035

Nikko Global Funds

Nikko Global Funds - Alternative Fund 22-03-2019 JPY 0.6767
Nikko Global Funds - Commodity Fund 20-03-2019 JPY 0.6621
Nikko Global Funds - Emerging Equity Fund 22-03-2019 JPY 1.1825
Nikko Global Funds - Global Bond Fund 22-03-2019 JPY 0.9680
Nikko Global Funds - Global Equity Fund 22-03-2019 JPY 1.3762
Nikko Global Funds - High Yield Bond Fund 22-03-2019 JPY 1.2497
Nikko Global Funds - Japan Large Cap Equity Fund 22-03-2019 JPY 1.1322
Nikko Global Funds - Japan Small Cap Equity Fund 22-03-2019 JPY 1.4830
Nikko Global Funds - Real Estate (REIT) Fund 22-03-2019 JPY 1.0076

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 26-03-2019 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 26-03-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 26-03-2019 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 26-03-2019 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 22-03-2019 JPY 8,790.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 20-03-2019 AUD 110.2800
Nikko Real Asset Fund - EUR Portfolio 20-03-2019 EUR 82.9400
Nikko Real Asset Fund - JPY Portfolio 20-03-2019 JPY 8,344.0000
Nikko Real Asset Fund - USD Portfolio 20-03-2019 USD 97.5800

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 22-03-2019 JPY 8,346.3900

Nikko World Trust

Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 22-03-2019 JPY 0.9657
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 22-03-2019 JPY 1.1821
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 20-03-2019 USD 109.8500
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 22-03-2019 USD 94.0000

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 22-03-2019 JPY 1.5423
Nikko Global Tri-Asset Fund - Distributing Class A 22-03-2019 JPY 0.3824
GW Select Fund Aggressive Type - Class A 22-03-2019 JPY 1.0086
GW Select Fund Aggressive Type - Class B 22-03-2019 JPY 0.9538
Nikko Global Tri-Asset Fund - Accumulating Class B 22-03-2019 JPY 1.4545
Nikko Global Tri-Asset Fund - Distributing Class B 22-03-2019 JPY 0.3334
Emerging Market Corporate Bond Open Fund - Class A Accumulation 22-03-2019 JPY 1.2449
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 22-03-2019 JPY 1.6773
Emerging Market Corporate Bond Open Fund - Class A Distribution 22-03-2019 JPY 0.6635
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 22-03-2019 JPY 0.9374
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 22-03-2019 JPY 1.4551
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 22-03-2019 JPY 1.0073
Emerging Market Corporate Bond Open Fund - Class B Accumulation 22-03-2019 JPY 1.1986
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 22-03-2019 JPY 1.6089
Emerging Market Corporate Bond Open Fund - Class B Distribution 22-03-2019 JPY 0.6225
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 22-03-2019 JPY 0.8855
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 22-03-2019 JPY 1.4013
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 22-03-2019 JPY 0.9611
Global High Yield Bond Fund - AUD Hedged Class 22-03-2019 AUD 6.1200
TM Emerging Corporate Bond Fund - JPY Hedged Unit 15-03-2019 JPY 7,547.4800
Emerging Currency Bond Fund JPY Units 22-03-2019 JPY 0.7007
GW Select Moderate Type - Class A 22-03-2019 JPY 0.9222
GW Select Fund Moderate Type - Class B 22-03-2019 JPY 0.8749
TM Emerging Corporate Bond Fund - USD Unit 15-03-2019 USD 7.8918
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 22-03-2019 JPY 1.0156
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 22-03-2019 JPY 1.0109
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 22-03-2019 JPY 0.6627
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 22-03-2019 JPY 0.6232
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 22-03-2019 JPY 0.9825
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 22-03-2019 JPY 0.9839
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 22-03-2019 JPY 0.9502
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 22-03-2019 JPY 0.9494
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 22-03-2019 JPY 0.9653
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 22-03-2019 JPY 0.9710
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 22-03-2019 JPY 0.9827
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 22-03-2019 JPY 1.0361
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 22-03-2019 JPY 1.0326
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 22-03-2019 JPY 0.9297
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 22-03-2019 JPY 0.8693

Premium Funds

Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 20-03-2019 AUD 12.3500
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 20-03-2019 EUR 10.5500
Premium Funds - European High Yield - Class EUR Unit 20-03-2019 EUR 13.6800
Premium Funds - European High Yield - Class JPY (Hedged) Unit 20-03-2019 JPY 1,328.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 20-03-2019 JPY 995.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 20-03-2019 JPY 1,096.0000
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 20-03-2019 JPY 1,054.0000
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 20-03-2019 JPY 1,042.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 20-03-2019 USD 14.1600
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 20-03-2019 USD 9.4800
Premium Funds - Global Core Equity Fund - Class USD Unit 20-03-2019 USD 10.9000
Premium Funds - Global Corporate Bond - Class USD Unit 20-03-2019 USD 11.5100
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 20-03-2019 USD 9.7000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 20-03-2019 USD 10.7600
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 20-03-2019 USD 11.6200
Premium Funds - Schroder Japanese Equity Fund 20-03-2019 USD 14.4000

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 19-03-2019 USD 98.7800

Red Arc Global Investments (Cayman)

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 22-03-2019 JPY 32,422.0000