Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 14-12-2018 JPY 0.8870
Alternative Investment Strategies Fund JPY Hedged Class B Units 14-12-2018 JPY 0.8594
Alternative Investment Strategies Fund JPY Non-hedged Class A units 14-12-2018 JPY 0.9029
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 14-12-2018 JPY 0.8738

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 14-12-2018 JPY 0.3514
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 14-12-2018 JPY 0.8432

Nikko Global Funds

Nikko Global Funds - Alternative Fund 14-12-2018 JPY 0.6664
Nikko Global Funds - Commodity Fund 14-12-2018 JPY 0.6636
Nikko Global Funds - Emerging Equity Fund 14-12-2018 JPY 1.1174
Nikko Global Funds - Global Bond Fund 14-12-2018 JPY 0.9670
Nikko Global Funds - Global Equity Fund 14-12-2018 JPY 1.3050
Nikko Global Funds - High Yield Bond Fund 14-12-2018 JPY 1.2216
Nikko Global Funds - Japan Large Cap Equity Fund 14-12-2018 JPY 1.1367
Nikko Global Funds - Japan Small Cap Equity Fund 14-12-2018 JPY 1.5049
Nikko Global Funds - Real Estate (REIT) Fund 14-12-2018 JPY 0.9581

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 18-12-2018 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 18-12-2018 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 18-12-2018 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 18-12-2018 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 14-12-2018 JPY 8,567.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 13-12-2018 AUD 107.2600
Nikko Real Asset Fund - EUR Portfolio 13-12-2018 EUR 78.5900
Nikko Real Asset Fund - JPY Portfolio 13-12-2018 JPY 8,136.0000
Nikko Real Asset Fund - USD Portfolio 13-12-2018 USD 93.9700

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 14-12-2018 JPY 8,297.5100

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 13-12-2018 USD 105.1500
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 14-12-2018 JPY 0.9029
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 14-12-2018 JPY 1.1222
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 14-12-2018 USD 92.2200

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 14-12-2018 JPY 0.6664
Emerging Market Corporate Bond Open Fund - Class A Accumulation 14-12-2018 JPY 1.1858
Emerging Market Corporate Bond Open Fund - Class A Distribution 14-12-2018 JPY 0.6521
Emerging Market Corporate Bond Open Fund - Class B Accumulation 14-12-2018 JPY 1.1425
Emerging Market Corporate Bond Open Fund - Class B Distribution 14-12-2018 JPY 0.6135
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 14-12-2018 JPY 1.4109
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 14-12-2018 JPY 1.3609
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 14-12-2018 JPY 0.9947
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 14-12-2018 JPY 0.9513
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 14-12-2018 JPY 1.5819
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 14-12-2018 JPY 0.8840
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 14-12-2018 JPY 1.5192
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 14-12-2018 JPY 0.8362
Global High Yield Bond Fund - AUD Hedged Class 14-12-2018 AUD 5.9800
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 14-12-2018 JPY 0.9591
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 14-12-2018 JPY 0.9590
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 14-12-2018 JPY 0.9275
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 14-12-2018 JPY 0.9269
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 14-12-2018 JPY 0.9409
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 14-12-2018 JPY 0.9488
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 14-12-2018 JPY 0.9578
GW Select Fund Aggressive Type - Class A 14-12-2018 JPY 0.9689
GW Select Fund Aggressive Type - Class B 14-12-2018 JPY 0.9174
GW Select Fund Moderate Type - Class B 14-12-2018 JPY 0.8493
GW Select Moderate Type - Class A 14-12-2018 JPY 0.8942
Nikko Global Tri-Asset Fund - Accumulating Class A 14-12-2018 JPY 1.4885
Nikko Global Tri-Asset Fund - Accumulating Class B 14-12-2018 JPY 1.4054
Nikko Global Tri-Asset Fund - Distributing Class A 14-12-2018 JPY 0.3810
Nikko Global Tri-Asset Fund - Distributing Class B 14-12-2018 JPY 0.3341
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 14-12-2018 JPY 1.0113
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 14-12-2018 JPY 0.9196
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 14-12-2018 JPY 0.9722
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 14-12-2018 JPY 0.9685
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 14-12-2018 JPY 0.6432
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 14-12-2018 JPY 0.6059
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 14-12-2018 JPY 1.0091
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 14-12-2018 JPY 0.8617
TM Emerging Corporate Bond Fund - JPY Hedged Unit 14-12-2018 JPY 7,541.0000
TM Emerging Corporate Bond Fund - USD Unit 14-12-2018 USD 7.8200

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 13-12-2018 USD 20.5300
Premium Funds - Capital US Growth and Income Fund -Class Yen 13-12-2018 JPY 2,427.0000
Premium Funds - European High Yield - Class EUR Unit 13-12-2018 EUR 13.2600
Premium Funds - European High Yield - Class JPY (Hedged) Unit 13-12-2018 JPY 1,288.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 13-12-2018 USD 13.6200
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 13-12-2018 JPY 973.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 13-12-2018 USD 10.0800
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 13-12-2018 AUD 11.9300
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 13-12-2018 EUR 10.2700
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 13-12-2018 JPY 1,025.0000
Premium Funds - Global Corporate Bond - Class USD Unit 13-12-2018 USD 11.1000
Premium Funds - Schroder Japanese Equity Fund 13-12-2018 USD 14.5100
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 13-12-2018 USD 9.5600
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 13-12-2018 JPY 966.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 13-12-2018 USD 9.2000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 13-12-2018 USD 10.3500
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 13-12-2018 JPY 1,051.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 13-12-2018 USD 11.0200

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 13-12-2018 USD 96.8600

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 14-12-2018 JPY 28,134.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 14-12-2018 USD 141.8600
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 14-12-2018 AUD 125.7500