Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 29-01-2020 JPY 0.9280
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 29-01-2020 JPY 0.8894
Alternative Investment Strategies Fund JPY Hedged Class A Units 29-01-2020 JPY 0.9099
Alternative Investment Strategies Fund JPY Hedged Class B Units 29-01-2020 JPY 0.8775

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 29-01-2020 JPY 0.9886
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 28-01-2020 JPY 0.3050

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 28-01-2020 JPY 1.2222
Nikko Global Funds - Japan Small Cap Equity Fund 28-01-2020 JPY 1.6165
Nikko Global Funds - Global Equity Fund 28-01-2020 JPY 1.5103
Nikko Global Funds - Emerging Equity Fund 28-01-2020 JPY 1.2406
Nikko Global Funds - Global Bond Fund 28-01-2020 JPY 0.9977
Nikko Global Funds - High Yield Bond Fund 28-01-2020 JPY 1.2962
Nikko Global Funds - Alternative Fund 28-01-2020 JPY 0.6818
Nikko Global Funds - Real Estate (REIT) Fund 28-01-2020 JPY 1.0751
Nikko Global Funds - Commodity Fund 28-01-2020 JPY 0.6222

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 31-01-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 31-01-2020 USD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 31-01-2020 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 31-01-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 29-01-2020 JPY 8,566.9700

Nikko World Trust

Nikko World Trust - World Hybrid Securities Fund - USD CLASS 29-01-2020 USD 98.9100
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 28-01-2020 USD 120.2000

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 28-01-2020 JPY 1.6084
Nikko Global Tri-Asset Fund - Distributing Class A 28-01-2020 JPY 0.3801
Nikko Global Tri-Asset Fund - Accumulating Class B 28-01-2020 JPY 1.5112
Nikko Global Tri-Asset Fund - Distributing Class B 28-01-2020 JPY 0.3277
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 29-01-2020 JPY 1.7672
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 29-01-2020 JPY 0.9908
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 29-01-2020 JPY 1.6881
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 29-01-2020 JPY 0.9322
Emerging Market Corporate Bond Open Fund - Class A Accumulation 29-01-2020 JPY 1.3122
Emerging Market Corporate Bond Open Fund - Class A Distribution 29-01-2020 JPY 0.6310
Emerging Market Corporate Bond Open Fund - Class B Accumulation 29-01-2020 JPY 1.2570
Emerging Market Corporate Bond Open Fund - Class B Distribution 29-01-2020 JPY 0.5846
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 29-01-2020 JPY 1.5513
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 29-01-2020 JPY 1.0177
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 29-01-2020 JPY 1.4870
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 29-01-2020 JPY 0.9637
Emerging Currency Bond Fund JPY Units 29-01-2020 JPY 0.7058
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 29-01-2020 JPY 0.9771
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 29-01-2020 JPY 0.9764
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 29-01-2020 JPY 0.9893
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 29-01-2020 JPY 0.9948
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 29-01-2020 JPY 1.0064
GW Select Moderate Type - Class A 28-01-2020 JPY 0.9397
GW Select Fund Moderate Type - Class B 28-01-2020 JPY 0.8876
GW Select Fund Aggressive Type - Class A 28-01-2020 JPY 1.0561
GW Select Fund Aggressive Type - Class B 28-01-2020 JPY 0.9951
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 29-01-2020 JPY 0.9463
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 29-01-2020 JPY 0.8788
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 29-01-2020 JPY 0.6650
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 29-01-2020 JPY 0.6216
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 29-01-2020 JPY 1.1014
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 29-01-2020 JPY 1.0935
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 29-01-2020 JPY 1.0702
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 29-01-2020 JPY 1.0584
Global High Yield Bond Fund - AUD Hedged Class 29-01-2020 AUD 6.1200

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 28-01-2020 USD 10.6500
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 28-01-2020 JPY 1,034.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 28-01-2020 USD 14.9300
Premium Funds - European High Yield - Class EUR Unit 28-01-2020 EUR 14.1400
Premium Funds - European High Yield - Class JPY (Hedged) Unit 28-01-2020 JPY 1,370.0000
Premium Funds - Global Corporate Bond - Class USD Unit 28-01-2020 USD 12.6500
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 28-01-2020 AUD 13.4400
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 28-01-2020 EUR 11.3100
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 28-01-2020 JPY 1,129.0000
Premium Funds - Schroder Japanese Equity Fund 28-01-2020 USD 15.4400
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 28-01-2020 USD 12.5300
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 28-01-2020 JPY 1,153.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 28-01-2020 USD 11.5200
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 28-01-2020 JPY 1,038.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 28-01-2020 USD 10.0500
Premium Funds - Global Core Equity Fund - Class USD Unit 28-01-2020 USD 11.9100
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 28-01-2020 JPY 1,112.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 28-01-2020 USD 10.1100

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 28-01-2020 USD 105.7000