Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 03-04-2020 JPY 0.8682
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 03-04-2020 JPY 0.8306
Alternative Investment Strategies Fund JPY Hedged Class A Units 03-04-2020 JPY 0.8497
Alternative Investment Strategies Fund JPY Hedged Class B Units 03-04-2020 JPY 0.8210

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 03-04-2020 JPY 0.7903
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 03-04-2020 JPY 0.2593

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 03-04-2020 JPY 0.9411
Nikko Global Funds - Japan Small Cap Equity Fund 03-04-2020 JPY 1.1860
Nikko Global Funds - Global Equity Fund 03-04-2020 JPY 1.1521
Nikko Global Funds - Emerging Equity Fund 03-04-2020 JPY 0.9297
Nikko Global Funds - Global Bond Fund 03-04-2020 JPY 0.9651
Nikko Global Funds - High Yield Bond Fund 03-04-2020 JPY 1.0737
Nikko Global Funds - Alternative Fund 03-04-2020 JPY 0.6362
Nikko Global Funds - Real Estate (REIT) Fund 03-04-2020 JPY 0.7440
Nikko Global Funds - Commodity Fund 03-04-2020 JPY 0.5296

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 07-04-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 07-04-2020 USD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 07-04-2020 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 07-04-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 03-04-2020 JPY 8,969.9700

Nikko World Trust

Nikko World Trust - World Hybrid Securities Fund - USD CLASS 03-04-2020 USD 83.1500
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 02-04-2020 USD 101.8900

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 03-04-2020 JPY 1.3175
Nikko Global Tri-Asset Fund - Distributing Class A 03-04-2020 JPY 0.3096
Nikko Global Tri-Asset Fund - Accumulating Class B 03-04-2020 JPY 1.2368
Nikko Global Tri-Asset Fund - Distributing Class B 03-04-2020 JPY 0.2665
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 03-04-2020 JPY 1.1992
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 03-04-2020 JPY 0.6724
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 03-04-2020 JPY 1.1445
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 03-04-2020 JPY 0.6320
Emerging Market Corporate Bond Open Fund - Class A Accumulation 03-04-2020 JPY 0.9632
Emerging Market Corporate Bond Open Fund - Class A Distribution 03-04-2020 JPY 0.4520
Emerging Market Corporate Bond Open Fund - Class B Accumulation 03-04-2020 JPY 0.9218
Emerging Market Corporate Bond Open Fund - Class B Distribution 03-04-2020 JPY 0.4170
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 03-04-2020 JPY 1.1388
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 03-04-2020 JPY 0.7377
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 03-04-2020 JPY 1.0906
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 03-04-2020 JPY 0.6974
Emerging Currency Bond Fund JPY Units 03-04-2020 JPY 0.5675
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 03-04-2020 JPY 0.9265
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 03-04-2020 JPY 0.9317
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 03-04-2020 JPY 0.9425
GW Select Moderate Type - Class A 03-04-2020 JPY 0.8362
GW Select Fund Moderate Type - Class B 03-04-2020 JPY 0.7890
GW Select Fund Aggressive Type - Class A 03-04-2020 JPY 0.8727
GW Select Fund Aggressive Type - Class B 03-04-2020 JPY 0.8216
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 03-04-2020 JPY 0.7873
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 03-04-2020 JPY 0.7298
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 03-04-2020 JPY 0.5539
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 03-04-2020 JPY 0.5172
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 03-04-2020 JPY 0.9288
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 03-04-2020 JPY 0.9215
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 03-04-2020 JPY 0.9050
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 03-04-2020 JPY 0.8941
Global High Yield Bond Fund - AUD Hedged Class 03-04-2020 AUD 5.0300

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 02-04-2020 USD 9.9600
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 02-04-2020 JPY 964.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 02-04-2020 USD 13.0300
Premium Funds - European High Yield - Class EUR Unit 02-04-2020 EUR 12.3500
Premium Funds - European High Yield - Class JPY (Hedged) Unit 02-04-2020 JPY 1,196.0000
Premium Funds - Global Corporate Bond - Class USD Unit 02-04-2020 USD 11.9900
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 02-04-2020 AUD 12.6200
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 02-04-2020 EUR 10.6300
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 02-04-2020 JPY 1,065.0000
Premium Funds - Schroder Japanese Equity Fund 02-04-2020 USD 11.9900
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 02-04-2020 USD 9.9600
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 02-04-2020 JPY 913.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 02-04-2020 USD 10.3400
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 02-04-2020 JPY 928.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 02-04-2020 USD 9.0200
Premium Funds - Global Core Equity Fund - Class USD Unit 02-04-2020 USD 8.9300
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 02-04-2020 JPY 833.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 02-04-2020 USD 9.1900

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 02-04-2020 USD 103.2400
Quantic Trust - Target Early Termination Smart Brain Fund 202003 02-04-2020 USD 100.1900