Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 17-05-2019 JPY 0.9141
Alternative Investment Strategies Fund JPY Hedged Class B Units 17-05-2019 JPY 0.8826
Alternative Investment Strategies Fund JPY Non-hedged Class A units 17-05-2019 JPY 0.9119
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 17-05-2019 JPY 0.8793

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 17-05-2019 JPY 0.3335
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 17-05-2019 JPY 0.8736

Nikko Global Funds

Nikko Global Funds - Alternative Fund 17-05-2019 JPY 0.6780
Nikko Global Funds - Commodity Fund 17-05-2019 JPY 0.6384
Nikko Global Funds - Emerging Equity Fund 17-05-2019 JPY 1.1198
Nikko Global Funds - Global Bond Fund 17-05-2019 JPY 0.9646
Nikko Global Funds - Global Equity Fund 17-05-2019 JPY 1.3729
Nikko Global Funds - High Yield Bond Fund 17-05-2019 JPY 1.2341
Nikko Global Funds - Japan Large Cap Equity Fund 17-05-2019 JPY 1.1073
Nikko Global Funds - Japan Small Cap Equity Fund 17-05-2019 JPY 1.4453
Nikko Global Funds - Real Estate (REIT) Fund 17-05-2019 JPY 1.0085

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 21-05-2019 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 22-05-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 21-05-2019 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 21-05-2019 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 17-05-2019 JPY 8,280.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 16-05-2019 AUD 107.8500
Nikko Real Asset Fund - EUR Portfolio 16-05-2019 EUR 80.6400
Nikko Real Asset Fund - JPY Portfolio 16-05-2019 JPY 8,128.0000
Nikko Real Asset Fund - USD Portfolio 16-05-2019 USD 94.4300

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 17-05-2019 JPY 8,446.0900

Nikko World Trust

Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 26-04-2019 JPY 0.9922
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 26-04-2019 JPY 1.2290
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 16-05-2019 USD 110.0100
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 17-05-2019 USD 95.4300

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 17-05-2019 JPY 1.5242
Nikko Global Tri-Asset Fund - Distributing Class A 17-05-2019 JPY 0.3720
GW Select Fund Aggressive Type - Class A 17-05-2019 JPY 1.0032
GW Select Fund Aggressive Type - Class B 17-05-2019 JPY 0.9481
Nikko Global Tri-Asset Fund - Accumulating Class B 17-05-2019 JPY 1.4364
Nikko Global Tri-Asset Fund - Distributing Class B 17-05-2019 JPY 0.3233
Emerging Market Corporate Bond Open Fund - Class A Accumulation 17-05-2019 JPY 1.2451
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 17-05-2019 JPY 1.5373
Emerging Market Corporate Bond Open Fund - Class A Distribution 17-05-2019 JPY 0.6492
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 17-05-2019 JPY 0.8619
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 17-05-2019 JPY 1.4512
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 17-05-2019 JPY 0.9927
Emerging Market Corporate Bond Open Fund - Class B Accumulation 17-05-2019 JPY 1.1977
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 17-05-2019 JPY 1.4732
Emerging Market Corporate Bond Open Fund - Class B Distribution 17-05-2019 JPY 0.6077
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 17-05-2019 JPY 0.8136
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 17-05-2019 JPY 1.3965
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 17-05-2019 JPY 0.9458
Global High Yield Bond Fund - AUD Hedged Class 17-05-2019 AUD 6.1100
Emerging Currency Bond Fund JPY Units 17-05-2019 JPY 0.6731
GW Select Moderate Type - Class A 17-05-2019 JPY 0.9173
GW Select Fund Moderate Type - Class B 17-05-2019 JPY 0.8694
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 17-05-2019 JPY 1.0150
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 17-05-2019 JPY 1.0093
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 17-05-2019 JPY 0.6560
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 17-05-2019 JPY 0.6162
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 17-05-2019 JPY 0.9822
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 17-05-2019 JPY 0.9816
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 17-05-2019 JPY 0.9499
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 17-05-2019 JPY 0.9492
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 17-05-2019 JPY 0.9650
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 17-05-2019 JPY 0.9707
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 17-05-2019 JPY 0.9792
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 17-05-2019 JPY 1.0324
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 17-05-2019 JPY 1.0283
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 17-05-2019 JPY 0.9185
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 17-05-2019 JPY 0.8578

Premium Funds

Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 16-05-2019 AUD 12.5700
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 16-05-2019 EUR 10.7000
Premium Funds - European High Yield - Class EUR Unit 16-05-2019 EUR 13.6700
Premium Funds - European High Yield - Class JPY (Hedged) Unit 16-05-2019 JPY 1,327.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 16-05-2019 JPY 999.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 16-05-2019 JPY 1,094.0000
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 16-05-2019 JPY 1,069.0000
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 16-05-2019 JPY 1,037.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 16-05-2019 USD 14.2100
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 16-05-2019 USD 9.5300
Premium Funds - Global Core Equity Fund - Class USD Unit 16-05-2019 USD 10.9000
Premium Funds - Global Corporate Bond - Class USD Unit 16-05-2019 USD 11.7300
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 16-05-2019 USD 9.7900
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 16-05-2019 USD 10.8500
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 16-05-2019 USD 11.6500
Premium Funds - Schroder Japanese Equity Fund 16-05-2019 USD 13.9600

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 15-05-2019 USD 100.0500