Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 20-10-2020 JPY 0.9405
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 20-10-2020 JPY 0.8956
Alternative Investment Strategies Fund JPY Hedged Class A Units 20-10-2020 JPY 0.9368
Alternative Investment Strategies Fund JPY Hedged Class B Units 20-10-2020 JPY 0.9038

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 20-10-2020 JPY 1.2269
Nikko Global Funds - Japan Small Cap Equity Fund 20-10-2020 JPY 1.6441
Nikko Global Funds - Global Equity Fund 20-10-2020 JPY 1.5409
Nikko Global Funds - Emerging Equity Fund 20-10-2020 JPY 1.2450
Nikko Global Funds - Global Bond Fund 20-10-2020 JPY 1.0264
Nikko Global Funds - High Yield Bond Fund 20-10-2020 JPY 1.2539
Nikko Global Funds - Alternative Fund 20-10-2020 JPY 0.6684
Nikko Global Funds - Real Estate (REIT) Fund 20-10-2020 JPY 0.8812
Nikko Global Funds - Commodity Fund 20-10-2020 JPY 0.6037

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 22-10-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 22-10-2020 USD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 22-10-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 20-10-2020 JPY 8,533.3800

Nikko World Trust

Nikko World Trust - Denmark Covered Bond Fund 20-10-2020 USD 98.9400
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 20-10-2020 USD 92.5800
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 20-10-2020 USD 131.5500

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 20-10-2020 JPY 1.5829
Nikko Global Tri-Asset Fund - Distributing Class A 20-10-2020 JPY 0.3646
Nikko Global Tri-Asset Fund - Accumulating Class B 20-10-2020 JPY 1.4825
Nikko Global Tri-Asset Fund - Distributing Class B 20-10-2020 JPY 0.3121
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 20-10-2020 JPY 1.6536
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 20-10-2020 JPY 0.9305
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 20-10-2020 JPY 1.5740
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 20-10-2020 JPY 0.8725
Emerging Market Corporate Bond Open Fund - Class A Accumulation 20-10-2020 JPY 1.2202
Emerging Market Corporate Bond Open Fund - Class A Distribution 20-10-2020 JPY 0.5232
Emerging Market Corporate Bond Open Fund - Class B Accumulation 20-10-2020 JPY 1.1638
Emerging Market Corporate Bond Open Fund - Class B Distribution 20-10-2020 JPY 0.4773
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 20-10-2020 JPY 1.4093
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 20-10-2020 JPY 0.8752
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 20-10-2020 JPY 1.3455
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 20-10-2020 JPY 0.8227
Emerging Currency Bond Fund JPY Units 20-10-2020 JPY 0.6471
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 20-10-2020 JPY 1.0288
GW Select Moderate Type - Class A 20-10-2020 JPY 0.9145
GW Select Fund Moderate Type - Class B 20-10-2020 JPY 0.8605
GW Select Fund Aggressive Type - Class A 20-10-2020 JPY 1.0335
GW Select Fund Aggressive Type - Class B 20-10-2020 JPY 0.9707
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 20-10-2020 JPY 0.9061
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 20-10-2020 JPY 0.8361
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 20-10-2020 JPY 0.6494
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 20-10-2020 JPY 0.6038
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 20-10-2020 JPY 1.0988
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 20-10-2020 JPY 1.0875
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 20-10-2020 JPY 1.0929
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 20-10-2020 JPY 1.0773
Global High Yield Bond Fund - AUD Hedged Class 20-10-2020 AUD 5.6500

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 20-10-2020 USD 10.8600
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 20-10-2020 JPY 1,047.0000
Premium Funds - Global Corporate Bond - Class USD Unit 20-10-2020 USD 13.0600
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 20-10-2020 AUD 13.6300
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 20-10-2020 EUR 11.4700
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 20-10-2020 JPY 1,152.0000
Premium Funds - Schroder Japanese Equity Fund 20-10-2020 USD 15.0300
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 20-10-2020 USD 12.6300
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 20-10-2020 JPY 1,155.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 20-10-2020 USD 11.9300
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 20-10-2020 JPY 1,067.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 20-10-2020 USD 10.3200
Premium Funds - Global Core Equity Fund - Class USD Unit 20-10-2020 USD 12.4300
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 20-10-2020 JPY 1,153.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 20-10-2020 USD 9.5100

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 19-10-2020 USD 104.3800
Quantic Trust - Target Early Termination Smart Brain Fund 202003 19-10-2020 USD 100.1700