Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 06-08-2020 JPY 0.9268
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 06-08-2020 JPY 0.8841
Alternative Investment Strategies Fund JPY Hedged Class A Units 06-08-2020 JPY 0.9260
Alternative Investment Strategies Fund JPY Hedged Class B Units 06-08-2020 JPY 0.8932

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 06-08-2020 JPY 1.1340
Nikko Global Funds - Japan Small Cap Equity Fund 06-08-2020 JPY 1.4774
Nikko Global Funds - Global Equity Fund 06-08-2020 JPY 1.4929
Nikko Global Funds - Emerging Equity Fund 06-08-2020 JPY 1.2193
Nikko Global Funds - Global Bond Fund 06-08-2020 JPY 1.0291
Nikko Global Funds - High Yield Bond Fund 06-08-2020 JPY 1.2533
Nikko Global Funds - Alternative Fund 06-08-2020 JPY 0.6663
Nikko Global Funds - Real Estate (REIT) Fund 06-08-2020 JPY 0.8946
Nikko Global Funds - Commodity Fund 06-08-2020 JPY 0.5910

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 11-08-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 11-08-2020 USD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 11-08-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 06-08-2020 JPY 8,503.2900

Nikko World Trust

Nikko World Trust - Denmark Covered Bond Fund 05-08-2020 USD 99.2700
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 06-08-2020 USD 93.7300
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 05-08-2020 USD 128.1300

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 06-08-2020 JPY 1.5764
Nikko Global Tri-Asset Fund - Distributing Class A 06-08-2020 JPY 0.3661
Nikko Global Tri-Asset Fund - Accumulating Class B 06-08-2020 JPY 1.4778
Nikko Global Tri-Asset Fund - Distributing Class B 06-08-2020 JPY 0.3140
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 06-08-2020 JPY 1.6498
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 06-08-2020 JPY 0.9284
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 06-08-2020 JPY 1.5718
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 06-08-2020 JPY 0.8714
Emerging Market Corporate Bond Open Fund - Class A Accumulation 06-08-2020 JPY 1.2120
Emerging Market Corporate Bond Open Fund - Class A Distribution 06-08-2020 JPY 0.5382
Emerging Market Corporate Bond Open Fund - Class B Accumulation 06-08-2020 JPY 1.1575
Emerging Market Corporate Bond Open Fund - Class B Distribution 06-08-2020 JPY 0.4932
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 06-08-2020 JPY 1.4033
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 06-08-2020 JPY 0.8830
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 06-08-2020 JPY 1.3416
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 06-08-2020 JPY 0.8319
Emerging Currency Bond Fund JPY Units 06-08-2020 JPY 0.6608
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 06-08-2020 JPY 1.0330
GW Select Moderate Type - Class A 06-08-2020 JPY 0.9019
GW Select Fund Moderate Type - Class B 06-08-2020 JPY 0.8497
GW Select Fund Aggressive Type - Class A 06-08-2020 JPY 1.0054
GW Select Fund Aggressive Type - Class B 06-08-2020 JPY 0.9451
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 06-08-2020 JPY 0.9074
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 06-08-2020 JPY 0.8386
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 06-08-2020 JPY 0.6508
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 06-08-2020 JPY 0.6061
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 06-08-2020 JPY 1.0906
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 06-08-2020 JPY 1.0804
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 06-08-2020 JPY 1.0850
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 06-08-2020 JPY 1.0708
Global High Yield Bond Fund - AUD Hedged Class 06-08-2020 AUD 5.7300

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 05-08-2020 USD 10.8600
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 05-08-2020 JPY 1,048.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 05-08-2020 USD 14.7700
Premium Funds - European High Yield - Class EUR Unit 05-08-2020 EUR 13.9500
Premium Funds - European High Yield - Class JPY (Hedged) Unit 05-08-2020 JPY 1,352.0000
Premium Funds - Global Corporate Bond - Class USD Unit 05-08-2020 USD 13.1000
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 05-08-2020 AUD 13.7000
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 05-08-2020 EUR 11.5300
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 05-08-2020 JPY 1,157.0000
Premium Funds - Schroder Japanese Equity Fund 05-08-2020 USD 14.2300
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 05-08-2020 USD 12.4100
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 05-08-2020 JPY 1,137.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 05-08-2020 USD 11.8900
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 05-08-2020 JPY 1,065.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 05-08-2020 USD 10.3100
Premium Funds - Global Core Equity Fund - Class USD Unit 05-08-2020 USD 12.0200
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 05-08-2020 JPY 1,118.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 05-08-2020 USD 9.5400

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 05-08-2020 USD 104.9300
Quantic Trust - Target Early Termination Smart Brain Fund 202003 05-08-2020 USD 102.0500