Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 12-12-2019 JPY 0.9045
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 12-12-2019 JPY 0.8677
Alternative Investment Strategies Fund JPY Hedged Class A Units 12-12-2019 JPY 0.8934
Alternative Investment Strategies Fund JPY Hedged Class B Units 12-12-2019 JPY 0.8625

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 12-12-2019 JPY 0.9622
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 12-12-2019 JPY 0.3050

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 12-12-2019 JPY 1.2304
Nikko Global Funds - Japan Small Cap Equity Fund 12-12-2019 JPY 1.6383
Nikko Global Funds - Global Equity Fund 12-12-2019 JPY 1.4651
Nikko Global Funds - Emerging Equity Fund 12-12-2019 JPY 1.1818
Nikko Global Funds - Global Bond Fund 12-12-2019 JPY 0.9885
Nikko Global Funds - High Yield Bond Fund 12-12-2019 JPY 1.2724
Nikko Global Funds - Alternative Fund 12-12-2019 JPY 0.6777
Nikko Global Funds - Real Estate (REIT) Fund 12-12-2019 JPY 1.0392
Nikko Global Funds - Commodity Fund 12-12-2019 JPY 0.6270

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 16-12-2019 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 16-12-2019 USD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 16-12-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 16-12-2019 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 12-12-2019 JPY 8,459.4600

Nikko World Trust

Nikko World Trust - World Hybrid Securities Fund - USD CLASS 12-12-2019 USD 97.9400
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 11-12-2019 USD 117.1100

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 12-12-2019 JPY 1.5789
Nikko Global Tri-Asset Fund - Distributing Class A 12-12-2019 JPY 0.3751
Nikko Global Tri-Asset Fund - Accumulating Class B 12-12-2019 JPY 1.4843
Nikko Global Tri-Asset Fund - Distributing Class B 12-12-2019 JPY 0.3238
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 12-12-2019 JPY 1.6816
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 12-12-2019 JPY 0.9428
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 12-12-2019 JPY 1.6072
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 12-12-2019 JPY 0.8876
Emerging Market Corporate Bond Open Fund - Class A Accumulation 12-12-2019 JPY 1.2665
Emerging Market Corporate Bond Open Fund - Class A Distribution 12-12-2019 JPY 0.6158
Emerging Market Corporate Bond Open Fund - Class B Accumulation 12-12-2019 JPY 1.2138
Emerging Market Corporate Bond Open Fund - Class B Distribution 12-12-2019 JPY 0.5713
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 12-12-2019 JPY 1.4861
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 12-12-2019 JPY 0.9807
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 12-12-2019 JPY 1.4255
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 12-12-2019 JPY 0.9296
Emerging Currency Bond Fund JPY Units 12-12-2019 JPY 0.6978
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 12-12-2019 JPY 0.9670
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 12-12-2019 JPY 0.9666
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 12-12-2019 JPY 0.9795
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 12-12-2019 JPY 0.9879
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 12-12-2019 JPY 0.9963
GW Select Moderate Type - Class A 12-12-2019 JPY 0.9218
GW Select Fund Moderate Type - Class B 12-12-2019 JPY 0.8713
GW Select Fund Aggressive Type - Class A 12-12-2019 JPY 1.0300
GW Select Fund Aggressive Type - Class B 12-12-2019 JPY 0.9710
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 12-12-2019 JPY 0.9275
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 12-12-2019 JPY 0.8621
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 12-12-2019 JPY 0.6574
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 12-12-2019 JPY 0.6149
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 12-12-2019 JPY 1.0749
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 12-12-2019 JPY 1.0678
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 12-12-2019 JPY 1.0529
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 12-12-2019 JPY 1.0420
Global High Yield Bond Fund - AUD Hedged Class 12-12-2019 AUD 6.1400

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 12-12-2019 USD 10.5400
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 11-12-2019 JPY 1,027.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 12-12-2019 USD 14.8200
Premium Funds - European High Yield - Class EUR Unit 12-12-2019 EUR 14.0700
Premium Funds - European High Yield - Class JPY (Hedged) Unit 12-12-2019 JPY 1,364.0000
Premium Funds - Global Corporate Bond - Class USD Unit 12-12-2019 USD 12.4600
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 12-12-2019 AUD 13.2500
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 12-12-2019 EUR 11.1700
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 12-12-2019 JPY 1,116.0000
Premium Funds - Schroder Japanese Equity Fund 12-12-2019 USD 15.7200
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 12-12-2019 USD 12.3000
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 12-12-2019 JPY 1,135.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 12-12-2019 USD 11.3100
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 12-12-2019 JPY 1,023.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 12-12-2019 USD 9.8900
Premium Funds - Global Core Equity Fund - Class USD Unit 12-12-2019 USD 11.6200
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 12-12-2019 JPY 1,089.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 12-12-2019 USD 9.9900

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 11-12-2019 USD 104.8500