Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 23-01-2019 JPY 0.8884
Alternative Investment Strategies Fund JPY Hedged Class B Units 23-01-2019 JPY 0.8598
Alternative Investment Strategies Fund JPY Non-hedged Class A units 23-01-2019 JPY 0.8758
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 23-01-2019 JPY 0.8466

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 23-01-2019 JPY 0.3448
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 23-01-2019 JPY 0.8267

Nikko Global Funds

Nikko Global Funds - Alternative Fund 23-01-2019 JPY 0.6688
Nikko Global Funds - Commodity Fund 23-01-2019 JPY 0.6338
Nikko Global Funds - Emerging Equity Fund 23-01-2019 JPY 1.1041
Nikko Global Funds - Global Bond Fund 23-01-2019 JPY 0.9455
Nikko Global Funds - Global Equity Fund 23-01-2019 JPY 1.2752
Nikko Global Funds - High Yield Bond Fund 23-01-2019 JPY 1.2038
Nikko Global Funds - Japan Large Cap Equity Fund 23-01-2019 JPY 1.0854
Nikko Global Funds - Japan Small Cap Equity Fund 23-01-2019 JPY 1.4210
Nikko Global Funds - Real Estate (REIT) Fund 23-01-2019 JPY 0.9312

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 25-01-2019 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 25-01-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 25-01-2019 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 25-01-2019 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 23-01-2019 JPY 8,239.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 22-01-2019 AUD 106.0000
Nikko Real Asset Fund - EUR Portfolio 22-01-2019 EUR 77.2300
Nikko Real Asset Fund - JPY Portfolio 22-01-2019 JPY 8,008.0000
Nikko Real Asset Fund - USD Portfolio 22-01-2019 USD 93.3200

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 23-01-2019 JPY 8,257.2200

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 22-01-2019 USD 105.4700
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 23-01-2019 JPY 0.9044
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 23-01-2019 JPY 1.0990
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 23-01-2019 USD 93.9100

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 23-01-2019 JPY 0.6912
Emerging Market Corporate Bond Open Fund - Class A Accumulation 23-01-2019 JPY 1.2131
Emerging Market Corporate Bond Open Fund - Class A Distribution 23-01-2019 JPY 0.6598
Emerging Market Corporate Bond Open Fund - Class B Accumulation 23-01-2019 JPY 1.1673
Emerging Market Corporate Bond Open Fund - Class B Distribution 23-01-2019 JPY 0.6202
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 23-01-2019 JPY 1.3971
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 23-01-2019 JPY 1.3467
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 23-01-2019 JPY 0.9788
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 23-01-2019 JPY 0.9353
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 23-01-2019 JPY 1.5697
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 23-01-2019 JPY 0.8772
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 23-01-2019 JPY 1.5067
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 23-01-2019 JPY 0.8293
Global High Yield Bond Fund - AUD Hedged Class 23-01-2019 AUD 5.9900
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 23-01-2019 JPY 0.9655
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 23-01-2019 JPY 0.9654
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 23-01-2019 JPY 0.9338
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 23-01-2019 JPY 0.9332
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 23-01-2019 JPY 0.9472
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 23-01-2019 JPY 0.9551
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 23-01-2019 JPY 0.9643
GW Select Fund Aggressive Type - Class A 23-01-2019 JPY 0.9537
GW Select Fund Aggressive Type - Class B 23-01-2019 JPY 0.9026
GW Select Fund Moderate Type - Class B 23-01-2019 JPY 0.8459
GW Select Moderate Type - Class A 23-01-2019 JPY 0.8910
Nikko Global Tri-Asset Fund - Accumulating Class A 23-01-2019 JPY 1.4570
Nikko Global Tri-Asset Fund - Accumulating Class B 23-01-2019 JPY 1.3750
Nikko Global Tri-Asset Fund - Distributing Class A 23-01-2019 JPY 0.3670
Nikko Global Tri-Asset Fund - Distributing Class B 23-01-2019 JPY 0.3209
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 23-01-2019 JPY 0.9901
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 23-01-2019 JPY 0.8962
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 23-01-2019 JPY 0.9834
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 23-01-2019 JPY 0.9793
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 23-01-2019 JPY 0.6476
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 23-01-2019 JPY 0.6097
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 23-01-2019 JPY 0.9875
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 23-01-2019 JPY 0.8392
TM Emerging Corporate Bond Fund - JPY Hedged Unit 23-01-2019 JPY 7,574.0000
TM Emerging Corporate Bond Fund - USD Unit 23-01-2019 USD 7.8800

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 22-01-2019 USD 20.3300
Premium Funds - Capital US Growth and Income Fund -Class Yen 22-01-2019 JPY 2,316.0000
Premium Funds - European High Yield - Class EUR Unit 22-01-2019 EUR 13.4300
Premium Funds - European High Yield - Class JPY (Hedged) Unit 22-01-2019 JPY 1,303.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 22-01-2019 USD 13.8400
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 22-01-2019 JPY 984.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 22-01-2019 USD 10.2300
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 22-01-2019 AUD 12.0600
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 22-01-2019 EUR 10.3500
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 22-01-2019 JPY 1,033.0000
Premium Funds - Global Corporate Bond - Class USD Unit 22-01-2019 USD 11.2300
Premium Funds - Schroder Japanese Equity Fund 22-01-2019 USD 13.7700
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 22-01-2019 USD 9.5500
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 22-01-2019 JPY 972.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 22-01-2019 USD 9.2700
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 22-01-2019 USD 10.4600
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 22-01-2019 JPY 1,054.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 22-01-2019 USD 11.1100

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 22-01-2019 USD 97.4800

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 23-01-2019 JPY 27,190.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 23-01-2019 USD 132.9900
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 23-01-2019 AUD 118.5800