Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 25-09-2020 JPY 0.9321
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 25-09-2020 JPY 0.8881
Alternative Investment Strategies Fund JPY Hedged Class A Units 25-09-2020 JPY 0.9301
Alternative Investment Strategies Fund JPY Hedged Class B Units 25-09-2020 JPY 0.8978

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 25-09-2020 JPY 1.1969
Nikko Global Funds - Japan Small Cap Equity Fund 25-09-2020 JPY 1.5854
Nikko Global Funds - Global Equity Fund 25-09-2020 JPY 1.4553
Nikko Global Funds - Emerging Equity Fund 25-09-2020 JPY 1.1671
Nikko Global Funds - Global Bond Fund 25-09-2020 JPY 1.0168
Nikko Global Funds - High Yield Bond Fund 25-09-2020 JPY 1.2293
Nikko Global Funds - Alternative Fund 25-09-2020 JPY 0.6637
Nikko Global Funds - Real Estate (REIT) Fund 25-09-2020 JPY 0.8543
Nikko Global Funds - Commodity Fund 25-09-2020 JPY 0.5848

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 29-09-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 29-09-2020 USD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 29-09-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 25-09-2020 JPY 8,548.6600

Nikko World Trust

Nikko World Trust - Denmark Covered Bond Fund 24-09-2020 USD 98.6600
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 25-09-2020 USD 91.2300
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 24-09-2020 USD 125.7200

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 25-09-2020 JPY 1.5388
Nikko Global Tri-Asset Fund - Distributing Class A 25-09-2020 JPY 0.3554
Nikko Global Tri-Asset Fund - Accumulating Class B 25-09-2020 JPY 1.4417
Nikko Global Tri-Asset Fund - Distributing Class B 25-09-2020 JPY 0.3044
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 25-09-2020 JPY 1.5523
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 25-09-2020 JPY 0.8735
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 25-09-2020 JPY 1.4780
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 25-09-2020 JPY 0.8193
Emerging Market Corporate Bond Open Fund - Class A Accumulation 25-09-2020 JPY 1.2033
Emerging Market Corporate Bond Open Fund - Class A Distribution 25-09-2020 JPY 0.5228
Emerging Market Corporate Bond Open Fund - Class B Accumulation 25-09-2020 JPY 1.1481
Emerging Market Corporate Bond Open Fund - Class B Distribution 25-09-2020 JPY 0.4777
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 25-09-2020 JPY 1.3876
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 25-09-2020 JPY 0.8676
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 25-09-2020 JPY 1.3252
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 25-09-2020 JPY 0.8162
Emerging Currency Bond Fund JPY Units 25-09-2020 JPY 0.6426
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 25-09-2020 JPY 1.0216
GW Select Moderate Type - Class A 25-09-2020 JPY 0.9099
GW Select Fund Moderate Type - Class B 25-09-2020 JPY 0.8567
GW Select Fund Aggressive Type - Class A 25-09-2020 JPY 1.0111
GW Select Fund Aggressive Type - Class B 25-09-2020 JPY 0.9500
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 25-09-2020 JPY 0.8835
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 25-09-2020 JPY 0.8158
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 25-09-2020 JPY 0.6344
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 25-09-2020 JPY 0.5903
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 25-09-2020 JPY 1.0666
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 25-09-2020 JPY 1.0560
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 25-09-2020 JPY 1.0627
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 25-09-2020 JPY 1.0480
Global High Yield Bond Fund - AUD Hedged Class 25-09-2020 AUD 5.5600

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 24-09-2020 USD 10.7400
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 24-09-2020 JPY 1,036.0000
Premium Funds - Global Corporate Bond - Class USD Unit 24-09-2020 USD 13.0400
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 24-09-2020 AUD 13.6200
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 24-09-2020 EUR 11.4600
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 24-09-2020 JPY 1,151.0000
Premium Funds - Schroder Japanese Equity Fund 24-09-2020 USD 14.7600
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 24-09-2020 USD 12.0800
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 24-09-2020 JPY 1,106.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 24-09-2020 USD 11.6900
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 24-09-2020 JPY 1,047.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 24-09-2020 USD 10.1300
Premium Funds - Global Core Equity Fund - Class USD Unit 24-09-2020 USD 11.6900
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 24-09-2020 JPY 1,086.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 24-09-2020 USD 9.3300

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 24-09-2020 USD 104.2300
Quantic Trust - Target Early Termination Smart Brain Fund 202003 24-09-2020 USD 100.9500